Udemy   Securities Industry Essentials SIE Test Prep Course
Language: English
Files Type: mp4, pdf, srt, html| Size: 3.12 GB
Video: 12:27:23 |  1280X720 | 3000 Kbps
Audio: mp4a-40-2 | 128 Kbps | AAC
Genre:eLearning

Videos Files :
1   Course Introduction.mp4 (7.67 MB)
64   Introduction.mp4 (4.36 MB)
65   Goals.mp4 (723.62 KB)
66   Lesson 1 Cash accounts.mp4 (9.69 MB)
67   Lesson 2 Opening a margin account.mp4 (25.54 MB)
68   Lesson 3 Options Account Basics.mp4 (8.35 MB)
69   Lesson 4 Accounts recap.mp4 (2.41 MB)
70   Key Takeaways.mp4 (1.16 MB)
71   Introduction.mp4 (4.2 MB)
72   Goals.mp4 (873.52 KB)
73   Lesson 1 Customer Account Record and Books.mp4 (10.26 MB)
74   Lesson 2 Physical Receipt Delivery & Safeguarding of Monies.mp4 (15.02 MB)
75   Lesson 3 Services Fees & Restrictions.mp4 (11.8 MB)
76   Lesson 4 General Suitability Requirements.mp4 (15.2 MB)
77   Lesson 5 Investment Risks.mp4 (28.5 MB)
78   Key Takeaways.mp4 (1.61 MB)
79   Introduction.mp4 (3.55 MB)
80   Goals.mp4 (633.86 KB)
81   Lesson 1 Portfolio Theory.mp4 (20.65 MB)
82   Lesson 2 Active VS Passive management.mp4 (9.64 MB)
83   Lesson 3 Oops The BrokerDealer is Bankrupt' Investor Protections.mp4 (14.06 MB)
84   Key Takeaways.mp4 (1.72 MB)
85   Introduction.mp4 (7.06 MB)
86   Goals.mp4 (1.08 MB)
87   Lesson 1 Top Prohibited Activities to Know for the Exam.mp4 (7.56 MB)
88   Lesson 2 Other Prohibited Activities.mp4 (20.86 MB)
89   Key Takeaways.mp4 (926.39 KB)
90   Section 2 Introduction Video.mp4 (3.19 MB)
91   Introduction.mp4 (4.01 MB)
92   Goals.mp4 (640.02 KB)
93   Lesson 1 What are Equities.mp4 (26.1 MB)
94   Lesson 2 Finra Suitability Criteria for Equity Securities.mp4 (13.71 MB)
95   Lesson 3 What do investors get from buying a stock.mp4 (17.26 MB)
96   Lesson 4 Why Stock Splits happen.mp4 (23.33 MB)
97   Lesson 5 Dividend & EPS Calculations.mp4 (15.39 MB)
99   Key Takeaways.mp4 (1.05 MB)
100   Introduction.mp4 (5.05 MB)
101   Goals.mp4 (1.31 MB)
102   Lesson 1 IPO Regulation.mp4 (12.18 MB)
103   Lesson 2 Share categories.mp4 (23.98 MB)
104   Lesson 3 How share Prices are set.mp4 (14.69 MB)
105   Key Takeaways.mp4 (970.86 KB)
106   Introduction.mp4 (4.62 MB)
107   Goals.mp4 (799.25 KB)
108   Lesson 1 Preferred Stock.mp4 (23.97 MB)
109   Lesson 2 Types of Preferred Stock.mp4 (34.62 MB)
110   Lesson 3 Derivatives Summary Rights Warrants Options.mp4 (17.76 MB)
111   Lesson 4 Rights Warrants and ADRs.mp4 (35.23 MB)
113   Key Takeaways.mp4 (1.39 MB)
114   Introduction.mp4 (4.85 MB)
115   Goals.mp4 (2.21 MB)
116   Lesson 31 Whats a derivative.mp4 (18.95 MB)
117   Lesson 32 Understanding options framework.mp4 (49.45 MB)
118   Lesson 33 All about the money All Out At.mp4 (17.09 MB)
119   Lesson 34 The long and short of it.mp4 (64.57 MB)
120   Lesson 35 Index Options Settlement procedures covereduncovered positions.mp4 (24.07 MB)
121   Key Takeaways.mp4 (1.63 MB)
2   SIE Exam Overview.mp4 (36.69 MB)
3   Section 1 Introduction Video.mp4 (3.07 MB)
122   Introduction.mp4 (4.06 MB)
123   Goals.mp4 (604.49 KB)
124   Lesson 1 Introduction to REITs.mp4 (18.1 MB)
125   Lesson 2 REITs advantages.mp4 (10.57 MB)
126   Lesson 3 Dividends & taxes for REITs.mp4 (11.79 MB)
127   Key Takeaways.mp4 (492.7 KB)
128   Introduction.mp4 (3.75 MB)
129   Goals.mp4 (301.52 KB)
130   Lesson 1 Need to Know Facts for the Exam.mp4 (18.11 MB)
131   Lesson 2 Suitability.mp4 (9.61 MB)
132   Lesson 3 Advantages and Risks of DPPs.mp4 (8.04 MB)
133   Lesson 4 REITs VS DPPs.mp4 (3.65 MB)
134   Key Takeaways.mp4 (442.48 KB)
135   Introduction.mp4 (4.46 MB)
136   Goals.mp4 (913.43 KB)
137   Lesson 1 Debt Securities definition.mp4 (15.83 MB)
138   Lesson 2 Debt Issuers.mp4 (12.35 MB)
139   Lesson 3 Debt Securities Terminology.mp4 (16.84 MB)
140   Lesson 4 Credit ratings.mp4 (12.77 MB)
141   Lesson 5 Long and Short term Maturities.mp4 (8.36 MB)
142   Questions.mp4 (6.1 MB)
143   Lesson 6 Relationship Between Bond Market price and Yields.mp4 (8.24 MB)
144   Lesson 7 Call me if you need me Callable Bonds.mp4 (15.81 MB)
145   Lesson 8 Corporate Bond Summary.mp4 (11.9 MB)
146   Key Takeaways.mp4 (801.07 KB)
147   Introduction.mp4 (3.89 MB)
148   Goals.mp4 (559.12 KB)
149   Lesson 1 The Basics.mp4 (20.38 MB)
150   Lesson 2 TNotes and TBonds.mp4 (3.87 MB)
151   Lesson 3 Treasury Bills Money market Securities.mp4 (13.7 MB)
152   Lesson 4 Government Debt securities Risks and Investment Purposes.mp4 (9.41 MB)
153   Lesson 5 Something else to remember Repos & Auctions.mp4 (22.54 MB)
154   Key Takeaways.mp4 (1.12 MB)
155   Introduction.mp4 (5.75 MB)
156   Goals.mp4 (694.24 KB)
157   Lesson 1 Introduction to municipal debt.mp4 (17.09 MB)
158   Lesson 2 Types of Municipal securities.mp4 (50.97 MB)
159   Lesson 3 Who are the purchasers of muni bonds.mp4 (6.97 MB)
160   Lesson 4 Municipal Trading.mp4 (23.89 MB)
161   Lesson 5 MSRB Regulations.mp4 (11.6 MB)
162   Key Takeaways.mp4 (1.57 MB)
163   Introduction.mp4 (5.67 MB)
164   Goals.mp4 (704.52 KB)
165   Lesson 1 US Government Agency Securities.mp4 (15.15 MB)
166   Lesson 2 The CMO or much ADO about 2 questions.mp4 (28.46 MB)
167   Key Takeaways.mp4 (1.74 MB)
168   Introduction.mp4 (6.11 MB)
169   Goals.mp4 (337.38 KB)
170   Lesson 1 What is the Money Market.mp4 (9.88 MB)
171   Questions.mp4 (3.96 MB)
172   Key Takeaways.mp4 (1.31 MB)
173   Section 3 Introduction.mp4 (2.72 MB)
174   Introduction.mp4 (5.64 MB)
175   Goals.mp4 (857.14 KB)
176   Lesson 1 Where it all began.mp4 (8.62 MB)
177   Lesson 2 Closedend Funds.mp4 (12.83 MB)
178   Lesson 3 Openend Funds.mp4 (19.11 MB)
179   Lesson 4 Registration with the SEC.mp4 (25.76 MB)
180   Lesson 5 Daytoday management.mp4 (34.86 MB)
181   Lesson 6 Comparing Mutual Funds.mp4 (34.44 MB)
182   Lesson 7 Computing Sales charges.mp4 (46.81 MB)
183   Lesson 8 Reductions in sales charges.mp4 (139.81 MB)
184   Key Takeaways.mp4 (1.14 MB)
10   Questions.mp4 (19.21 MB)
4   Introduction.mp4 (2.17 MB)
5   Goals.mp4 (867.75 KB)
6   Lesson 1 Scope of knowledge required to pass the exam.mp4 (9 MB)
7   Lesson 2 Registration and continuing education.mp4 (45.72 MB)
8   Lesson 3 Market participants and their roles.mp4 (16.89 MB)
9   Key Takeaways.mp4 (3.08 MB)
185   Introduction.mp4 (5.2 MB)
186   Goals.mp4 (462.1 KB)
187   Lesson 1 Index Tracking Funds.mp4 (104.82 MB)
188   Lesson 2 Other Packaged Products.mp4 (7.88 MB)
189   Lesson 3 For the sophisticated only.mp4 (7.8 MB)
190   Key Takeaways.mp4 (874.19 KB)
191   Introduction.mp4 (7 MB)
192   Goals.mp4 (812.19 KB)
193   Lesson 1 Employee retirement income Security Act.mp4 (7.59 MB)
194   Lesson 2 Retirement Plans Qualified VS nonqualified.mp4 (31.65 MB)
195   Lesson 3 Individual Retirement accounts.mp4 (20.5 MB)
196   Lesson 4 Withdrawing and taxation.mp4 (23.12 MB)
197   Lesson 5 Educational Savings Accounts.mp4 (16.16 MB)
198   Key Takeaways.mp4 (2.05 MB)
199   Introduction.mp4 (6.25 MB)
200   Goals.mp4 (467.71 KB)
201   Lesson 1 Annuity Basics.mp4 (11.38 MB)
202   Lesson 2 Variable Annuity VS Mutual Fund.mp4 (6.58 MB)
203   Lesson 3 Immediate VS Deferred.mp4 (16.08 MB)
204   Lesson 4 Accumulation & Annuity Phases.mp4 (13.93 MB)
205   Lesson 5 Assumed Interest Rate.mp4 (35.4 MB)
206   Lesson 6 Payout Options.mp4 (14.53 MB)
207   Lesson 7 Variable life insurance Products.mp4 (23.58 MB)
208   Lesson 8 Fees & Charges.mp4 (7.36 MB)
209   Lesson 9 Taxation.mp4 (5.47 MB)
210   Key Takeaways.mp4 (1.73 MB)
211   Section 4 introduction.mp4 (2.73 MB)
212   Introduction.mp4 (6.94 MB)
213   Goals.mp4 (692.94 KB)
214   Lesson 1 History of the Legislation.mp4 (7.71 MB)
215   Lesson 2 Registration.mp4 (38.01 MB)
216   Lesson 3 The Underwriting Process Bids & Offers.mp4 (38.4 MB)
217   Lesson 4 The underwriting process & the underwriters.mp4 (30.28 MB)
218   Lesson 5 Exemptions.mp4 (57.28 MB)
219   Key Takeaways.mp4 (2.76 MB)
220   Introduction.mp4 (5.6 MB)
221   Goals.mp4 (652.42 KB)
222   Lesson 1 The Securities Exchange Act of 1934.mp4 (9.04 MB)
223   Lesson 2 Exchanges & OTC.mp4 (62.55 MB)
224   Lesson 3 The 3rd and the 4th markets.mp4 (25.06 MB)
225   Lesson 4 Role of a BrokerDealer.mp4 (10.88 MB)
226   Key Takeaways.mp4 (2.17 MB)
227   Introduction.mp4 (6.44 MB)
228   Goals.mp4 (846.28 KB)
229   Lesson 1 Types of positions.mp4 (17.01 MB)
230   Lesson 2 Capacity of BrokerDealer.mp4 (62.52 MB)
231   Lesson 3 Bids Offers & Quotes.mp4 (6.94 MB)
232   Lesson 4 Transaction & Trade Settlement.mp4 (21.65 MB)
233   Lesson 5 Interaction with the customer.mp4 (35.39 MB)
234   Lesson 6 Customer Order Types.mp4 (52.72 MB)
235   Key Takeaways.mp4 (1.55 MB)
236   Lesson 1 Tax system.mp4 (17.33 MB)
237   Lesson 2 To tax or not to tax.mp4 (15.77 MB)
238   Final Note Tips & Tricks.mp4 (38.59 MB)
11   Introduction.mp4 (4.6 MB)
12   Goals.mp4 (1.31 MB)
13   Lesson 1 Required Disclosures and outside business activities.mp4 (13.65 MB)
14   Lesson 2 Communications that must be reported to a Principal.mp4 (19.74 MB)
15   Lesson 3 The Do not Call Registry.mp4 (10.33 MB)
16   Questions.mp4 (6.91 MB)
17   Lesson 4 Gifts and Compensation.mp4 (9.28 MB)
18   Lesson 5 Political Contributions.mp4 (8.33 MB)
19   Questions.mp4 (5.54 MB)
20   Lesson 6 Major Acts and Rules.mp4 (11.96 MB)
21   Lesson 7 The Securities Act of 1933 and the Securities Act of 1934.mp4 (15.96 MB)
22   Questions.mp4 (7.35 MB)
23   Key Takeaways.mp4 (2.15 MB)
24   Introduction.mp4 (5.41 MB)
25   Goals.mp4 (659.01 KB)
26   Lesson 1 Role of the FED.mp4 (67.27 MB)
27   Questions.mp4 (20.66 MB)
28   Lesson 2 Economic Fundamentals.mp4 (5.59 MB)
29   Questions.mp4 (5.59 MB)
30   Lesson 3 Business Cycles Fundamental Analysis.mp4 (16.59 MB)
31   Lesson 4 International Economic factors on the securities markets.mp4 (4.58 MB)
32   Questions.mp4 (17.11 MB)
33   Key Takeaways.mp4 (1.48 MB)
34   Introduction.mp4 (4.76 MB)
35   Goals.mp4 (668.05 KB)
36   Lesson 1 Suspended and Revoked Registrations.mp4 (7.44 MB)
37   Lesson 2 Personal Investment Accounts.mp4 (5.54 MB)
38   Lesson 3 Information Security.mp4 (6.2 MB)
39   Lesson 4 Handling Complaints.mp4 (46.01 MB)
40   Questions.mp4 (6.42 MB)
41   Lesson 5 Regulating Authorities.mp4 (36.54 MB)
42   Questions.mp4 (6.13 MB)
43   Lesson 6 Trading Markets.mp4 (10.07 MB)
44   Key Takeaways.mp4 (1.36 MB)
45   Introduction.mp4 (3.68 MB)
46   Goals.mp4 (635.92 KB)
47   Lesson 1 New Client New Account Form.mp4 (17.51 MB)
48   Lesson 2 Verifying Records.mp4 (9.8 MB)
49   Lesson 3 Special Procedures for opening Accounts of BrokerDealer Employees.mp4 (8.15 MB)
50   Key Takeaways.mp4 (956.21 KB)
51   Introduction.mp4 (5.24 MB)
52   Goals.mp4 (440.02 KB)
53   Lesson 1 Account Ownership.mp4 (89.2 MB)
54   Lesson 2 Account Authorizations.mp4 (15.3 MB)
55   Lesson 3 Discretionary VS NonDiscretionary Accounts.mp4 (4.49 MB)
56   Questions.mp4 (5.97 MB)
57   Key Takeaways.mp4 (2.14 MB)
58   Introduction.mp4 (3.95 MB)
59   Goals.mp4 (795.53 KB)
60   Lesson 1 The Principal sees almost everything.mp4 (8.61 MB)
61   Lesson 2 AntiMoney Laundering Compliance.mp4 (8.85 MB)
62   Lesson 3 Preventing Identity Theft Privacy regulation SP.mp4 (3.82 MB)
63   Key Takeaways.mp4 (1.27 MB)